Basel ii Certification
and Training
Basel ii Certification and Training
Become a
Certified Basel ii Professional (CBiiPro)
Certified Basel ii Professional (CBiiPro)
Distance Learning and Online Certification Program
The Cost:
US$ 297
What is included in this price:
A. The official presentations we use in our instructor-led classes
(430 slides)
B. Up to 3 Online Exams
C. Personalized Membership Certificate printed in full colour.
Processing, printing, packing and posting to your office or home.
D. The
additional
official presentations we use in our Basel ii (instructor-led)
classes in the countries of the European Union (395 slides). The
Capital Requirements Directive (CRD) is the common framework for
the implementation of Basel ii in European Union.
To learn more:
www.basel-ii-association.com/Distance_Learning_Online_Certification.htm
Clients and Testimonials
Our Web Sites
Become a Certified Basel ii Professional (CBiiPro)
Become a
Certified Pillar 2 Expert
(CP2E)
Become a Certified Pillar 3
Expert (CP3E)
Become a Certified Stress Testing Expert (CSTE)
Our New Courses
Course Title
Basel II – Pillar 2
The Supervisory Review & Evaluation Process (SREP)
and the Internal
Capital Adequacy Assessment Process (ICAAP)
Implementation and Compliance Training
2 days
Overview:
The Basel Committee on Banking Supervision has identified
four key principles that underpin Pillar 2:
1. Institutions must have a process for assessing their overall
capital adequacy in relation to their risk profile and a strategy
for maintaining their capital levels -
Internal Capital Adequacy Assessment
Process, ICAAP
2. Supervisors must review the
Internal Capital
Adequacy Assessment Process, ICAAP
and take
supervisory action if they are not satisfied with the results of
this process -
Supervisory Review and Evaluation
Process, SREP
3. Supervisors must expect institutions to operate above the minimum
requirements - and should have the ability to require them to hold
capital in excess of the minimum.
4. Supervisors should seek to intervene at an early stage to prevent
capital from falling below the minimum levels required to support
the risk characteristics of a particular institution and should
require rapid remedial action if capital is not maintained or
restored.
Objectives:
The seminar has been
designed
to provide with the knowledge and skills needed to understand, make
decisions and work for the
Second Pillar of Basel II.
Target Audience:
This course is
intended
for managers and professionals from Banks, Financial Institutions,
Multinational Corporations, Supervisory Agencies.
This course is
highly recommended
for:
-
Directors,
Managers and Professionals involved in Basel ii (decision making and
implementation)
-
Risk and
Compliance Officers
-
Legal Counsels
-
Strategic
Planners
-
Analysts
-
Process Owners
-
Network, System
and Security Administrators
-
Auditors
-
IT, Security
and Management Consultants
Duration:
2 Days, 09:00 to 17:00.
Course Synopsis:
-
Second Pillar: The two tier process
-
The internal assessment - the Internal Capital Adequacy Assessment
Process (ICAAP)
-
The evaluation of the Assessment - the Supervisory Review and
Evaluation Process (SREP)
-
Risks that are not adequately covered by Pillar 1
-
Enhancing the link between risk profile, risk management systems
and capital
-
The Internal Capital Adequacy Assessment Process (ICAAP)
-
The firm’s opinion and evidence of its internal capital adequacy
assessment
-
Structure of ICAAP
-
Corporate governance elements
-
The obligation to conduct an ICAAP
-
Processes, strategies and systems used in ICAAP
-
Documenting the ICAAP
-
Review of the ICAAP
-
The proportionality principle
-
Assumptions, methodology, coverage and outcome of the bank’s ICAAP
-
Group/parent ICAAPs
-
The framework from the Committee of European Banking Supervisors (CEBS)
- a model around the world
-
The 11 ICAAP High Level Principles
-
Templates, Examples and Case Studies
-
The Supervisory Review and Evaluation Process (SREP)
-
The supervisor’s review and evaluation of the firm’s risk profile
and the adequacy and reliability of the firm’s ICAAP
-
Is there sufficient capital to support all material risks?
-
Principles & Key Components of the SREP
-
The supervisory review of the group/parent ICAAPs
-
The Supervisory Review and Evaluation Process (SREP) as part of
the wider Supervisory Review Process
-
The framework from the Committee of European Banking Supervisors (CEBS)
-
The 11 SREP High Level Principles
-
The Basel ii / Pillar ii challenges
-
A. Technical
-
B. Organisational
-
C. Regulatory
-
Home and host supervisors
-
Synchronising Pillar 2 work across borders
-
Communicating home and hosts’ Pillar 2 assessments
-
Pillar 2 in the EU - The Capital Requirements Directive
-
Pillar 2 in the USA
-
Pillar 2 in countries around the world. Interesting differences
-
Regulatory Arbitrage: Using Pillar 2 as an advantage for the
country
-
Using Pillar 2 as an advantage for the financial firm
Course Title
Basel II – Pillar 3 after the global crisis
Implementation and Compliance Training
2 days
Overview:
According to the Bank of International Settlements, markets contain
disciplinary mechanisms that can reinforce the efforts of
supervisors by
rewarding
banks that manage risk effectively and
penalising
those whose risk management is inept or imprudent.
Market discipline, however, can only work if market participants
have access to timely and reliable information which enables them to
assess a bank’s activities and the risks inherent in those
activities.
The purpose of Pillar 3 - market discipline - is to complement the
operation of minimum capital requirements (Pillar 1) and the
supervisory review process (Pillar 2).
Transparency
has become much more important after the current global market
crisis. Financial firms must disclose more information so as to
allow all
stakeholders
to make informed
judgments as to whether the bank is meeting international standards
and is acting in their best interests.
The supervisors, the investors, the credit rating agencies, the
journalists and the analysts
to name only some of the stakeholders, want to receive frequent,
relevant and meaningful information regarding the risk profile, the
management and the capital adequacy of every institution.
Objectives:
The seminar has been
designed
to provide with the knowledge and skills needed to understand, make
decisions and work for the
Third Pillar of Basel II.
Target Audience:
This course is
intended
for managers and professionals from Banks, Financial Institutions,
Multinational Corporations, Supervisory Agencies.
This course is
highly recommended
for:
-
Directors, Managers and Professionals involved in Basel ii
(decision making and implementation)
-
Investor Relations Managers
-
Risk and Compliance Officers
-
Legal Counsels
-
Strategic Planners
-
Analysts
-
Process Owners
-
Network, System and Security Administrators
-
Auditors
-
IT, Security and Management Consultants
Duration:
2 Days, 09:00 to 17:00.
Course Synopsis:
-
Pillar 3:
The project
-
Scope of application of Pillar 3 disclosure requirements
-
The formal policy to comply with the disclosure requirements
-
The policies for assessing the appropriateness of disclosures,
including their verification and frequency
-
Interaction with accounting disclosures
-
Materiality
-
Frequency
-
Proprietary and confidential information
-
Appropriate medium and location
-
Application of the proportionality principle
-
Supervisory actions in the absence of proper disclosures
-
General disclosure principle
-
Qualitative and Quantitative Disclosures
-
Capital, Capital structure, Capital Adequacy
-
Risk exposure and assessment
-
Credit risk
-
Counterparty credit risk
-
Securitisation
-
Market risk
-
Interest rate risk in the banking book
-
Operational risk
-
Equities
-
Examples and Case Studies
-
Templates
-
Pillar 3 around the world
-
Home and Host Countries: The Pillar 3 challenges
-
Pillar 3 at the top consolidated level of the banking group
-
Application for significant subsidiaries
-
The waiver allowing countries to exempt credit institutions from
the full or partial application of the disclosure requirements
-
Pillar 3 in the EU - The Capital Requirements Directive
-
COPER and Pillar 3 - Defining a COmmon REPorting framework under
the European Union Capital Requirements.
-
Pillar 3 in the USA
-
Pillar 3 in countries around the world. Interesting differences
-
Regulatory Arbitrage: Using Pillar 3 as an advantage for the
country
-
Using Pillar 3 as an advantage for the financial firm
Our Policy
A. In-House Training
Fixed fees, fixed terms. You know the
exact final cost. Everything is included in this price (expenses,
flights, tax etc.).
For
training in most major cities of
Europe, Middle East and America:
US$ 13,800 for 3 days and US$
2,000 for each additional day
This is the
final cost.
This fee includes tax,
expenses, hotels, flights etc.
50% due 20 days before the first day of the class / event and 50%
due the last day
B. Open Classes
Excellent Courses, Exceptional Venues
The role that the
environment plays in learning,
solving
problems and thinking out of the box is often ignored.
In terms
of aesthetics and comfort, our venues are second to none.
Click
here
to see why
C. Our International
Partners
Visit
Our International Partners
D. Distance Learning
Visit
Our
Distance Learning and Online Certification Pages
Legal Assistance
We
are proud to have the legal assistance of
John J. Maalouf,
Senior
Partner of the Firm, a globally recognized expert that has been
ranked as one of the Top 10 International Trade & Finance Lawyers in
the United States for the past 4 years in a row.
Clients and Testimonials
Our Web Sites
Download Our Consulting and Training Services Catalog
Download Our Consulting and Training Services Catalog for Banks
Return to Index
Become a Certified Basel ii Professional (CBiiPro)
Become a
Certified Pillar 2 Expert
(CP2E)
Become a Certified Pillar 3
Expert (CP3E)
Become a Certified Stress Testing Expert (CSTE)
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